Full text of SIGNUM GROWTH CAPITAL LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Signum Growth Capital LLC Statement of Financial Condition For the Year Ended December 31, 2025 With Report of Independent Registered Public Accounting Firm** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > **ANNUAL REPORTS FORM X-17A-5** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235--0123 | | | | Estimated average burden | | 12 | | | # **PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-70297 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 01/01/2025 12/31/2025 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_\_ \_ MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION #### SIGNUM GROWTH CAPITAL, LLC NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT {check all applicable boxes): ■ □ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) # 23 WELLSFORD DRIVE | | (No. and Street) | | | | |------------------------------------------------|-----------------------------------------------------------------------------------------------------------|---------|---------------------------------------------|--| | GOSHEN | CT | | 06756 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Richard Daniels | 212-751-4422 | | RDaniels@dfppartners.com<br>(Email Address) | | | (Name) | (Area Code -Telephone Number) | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | YSL & ASSOCIATES LLC<br>11 BROADWAY, SUITE 700 | (Name- if individual, state last, first, and middle name)<br>New York | NY | 10004 | | | (Address) | (City) | (State) | (Zip Code) | | | 06/06/2006 | | 2699 | | | | | | | (PCAOB Reg;s,,ai;oa N"mbec, ff appl;cable) | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not requi…Read the full text as markdown