Full text of SIGNUM GROWTH CAPITAL LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Signum Growth Capital LLC Statement of Financial Condition December 31, 2021 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | | | | | OMB APPROVAL | | | |----------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------|------------------------------|--------------------------------------------|-------|--| | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB Number:<br>3235-0123 | | | | | | | | | Expires:<br>October 31, 2023 | | | | | | | | Estimated average burden | | | | | | ANNUAL AUDITED REPORT | | hours per response | | 12.00 | | | | FORM X-17A-5 | | | SEC FILE NUMBER | | | | | PART III | | | | | | | | | | | 8-707-7 | | | | | FACING PAGE | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | REPORT FOR THE PERIOD BEGINNING 01/01/2021 AND ENDING 12/31/2021 | | | | | | | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Signum Growth Capital LLC | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | & Broker-dealer<br>O Check here if respondent is also an OTC derivatives dealer | [ Security-based swap dealer __ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ | | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 56 Main Street | | | | | | | | | (No. and Street) | | | | | | | Millerton | NY | | | 172546 | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Richard Daniels | 212-751-4422 | | Rdaniels@DFPPartners.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | YSL & Associates LLC | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 11 Broadway, Suite 700 | New York | 14 | | 10004 | | | | (Address) | (City)…Read the full text as markdown