Full text of JOHNSTONE BROKERAGE SERVICES, LLC's X-17A-5 filed 2021-03-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **U ITEDST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0 MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per res oonse ...... 12.00 SEC FILE NUMBER 8- 70335 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | AND EN DI NG 12/31/2020 | | |---------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | MM/DD/ Y Y | | MM/DD/YY | | | | | | ER-D EA LER: Johnstone Brokerage Services, LLC<br>AM E oF BROK<br>ADDRESS OF PRINCIPAL PLA CE OF BUSI NESS: (Do not use P.O. Box No.)<br>334 3rd Street | | OFFICIAL USE ONLY | | | | FIRM I. D. NO. | | (No. and Street) | | | | OR | | 97034 | | (State) | | (Zip Code) | | UM BER OF PERSO<br>TO CONTACT I | | (770) 263-6003<br>(Arca Code - Te lephone Number) | | | | | | | | | | Marietta<br>3605 Sandy Plains Rd ., Suite 240-480 | | 30066 | | (City) | (Slate) | (Zip Code ) | | Certified Pu blic Accountant | | | | | --<br>----<br>NING 01/01/2020<br>-<br>-<br>-<br>- | -<br>A. REGISTRANT IDENTIFICATION<br>REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opi nion is conta ined in this Repo rt*<br>( ame - if individual, srate lasr, first, middle name)<br>GA<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFBCIAL USE ONLY | *\*Claims for exemption from the requirement !hat the annual report be covered by the opinion of an independent public accountant must be supported by a statement of fac ts and circumstances relied on as the basis fo r the exemption. See Section 2-10. I 7a-5(e)(2)* SEC 1410 (11 -05) **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------…Read the full text as markdown