Full text of JOHNSTONE BROKERAGE SERVICES, LLC's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-S PART** Ill | 0MB APPROVAL | | |--------------------------|----| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | | | SEC FILE NUMBER | |--|-----------------| | | 8-70335 | **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and l Ba-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **1/1/2023** AND ENDING **12/31/2023** MM/DD/YY MM/ DD/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: JOHNSTONE BROKERAGE SERVICES, LLC TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 117 SAN AUGUSTINE STREET | | {No. and Street) | | |----------------------------------------------|--------------------------------|--------------------------| | CENTER | TX | 75935 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Brian Megenity<br>(770) 263-6003 | | bmegenity@bdcaonline.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Jerome Davies, CPA, P C. | 3605 Sandy Plains Rd., suite 240-480 | (Name - if individual, state last, first, and middle name)<br>Marietta | GA | 30066 | |--------------------------------------------------|------------------------------------------------------------------------|---------|--------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | April 25, 2017 | | 6363 | | | (Date of Registration with PCAOB)(if applicable) | | | {PCAOB Registration Number, if aoolicable) | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in t his form are not required to respond unless the form displays a currently valid 0MB control number. {1}-----------------…Read the full text as markdown