Full text of JOHNSTONE BROKERAGE SERVICES, LLC's X-17A-5 filed 2026-03-23 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-70335 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/25 filing for the period beginning 01/01/25 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: JOHNSTONE BROKERAGE SERVICES, LLC TYPE OF REGISTRANT (check all applicable boxes): C Security-based swap dealer @ Major security-based swap participant Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 117 SAN AUGUSTINE STREET (No. and Street) CENTER TX 75935 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING 212-668-8700 Hasnain Naveed hnaveed@acisecure.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* JEROME DAVIES, CPA, P.C. (Name - if individual, state last, first, and middle name) 30066 3605 SANDY PLAINS RD., SUITE 240-480 MARIETTA GA (Address) (City) (State) (Zip Code) APRIL 25, 2017 6363 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ## OATH OR AFFIRMATION | Tom R. Smith | swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------|---------------------------------------------------------------------------------------------|--| | | financial report pertaining to the firm of JOHNSTONE BROKERAGE SERVICES, LLC<br>as of | | | | , 2 025 , is true and correct. I further swear (or affirm) that neither the company nor any | | partner, officer, director, or equivalent person, as the case may proprietary interest in any account classified solely as t…Read the full text as markdown