Full text of PANTEK PARTNERS ADVISORS LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLICLY AVAILABLE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | | QMB APPROVAL | | | | | | |----------------------------------------------|-----------------|--|--|--|--|--| | MB Number. | 3235-0123 | | | | | | | xpires: | ctober 31, 2023 | | | | | | | stimated average burden<br>ours per response | | | | | | | | | 12.00 | | | | | | # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** ## SEC FILE NUMBER 8-70345 ## FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l 7a-5 Thereunder | REPORT FOR THE PERIOD BEGINING | AUGUST 14, 2020<br>MM/DDNY | AND ENDING | DECEMBER 31, 2020<br>MM/DDNY | |---------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------|------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER DEALER: | P ANTEK SECURITIES, LLC | | OFFICAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | | 154 CALLE RAFAEL CORDERO, OFFICE #506 | | | | | (No. and Street) | | | | SAN JUAN | PR | | 00901 | | (City) | (State) | | (Zip Code) | | NA.ME AND TELEPHONE NUMBER OF PERSON TO CONT ACT lN REGARD TO THIS REPORT<br>NATALIE MILLER | | | 706-429-2199 | | | | | (Area Code - Telephone No.) | | | B. ACCOUNTANT DESIGNATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | TPSTHAYER | | | | | (Name - if individual<br>, state last, first, middle name) | | | | 1600 HWY 6, SUITE 100<br>(Address and City) | SUGAR LAND | TEXAS<br>(State) | 77478<br>(Zip Code) | | CHECK ONE: | | | | | 00 Certified Public Accountant | | | | | D Public Accountant<br>D Accountant not resident in United States or any of its possessions | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *"Claims for exemption from the requirement that the annual audit be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).* > Potential persons who are to respond to the collection of information contained in this form are required to respond unless the form displays a current valid OMB control number. SEC 1410 (11-05) {1}------------------------------------------------ ## **OATH OR AFF…Read the full text as markdown