PANTEK PARTNERS ADVISORS LLC X-17A-5 (2022-03-07) — Broker-dealer annual report

Full text of PANTEK PARTNERS ADVISORS LLC's X-17A-5 filed 2022-03-07 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ PUBLICLY AVAILABLE ' *I* UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ### **ANNUAL REPORTS FORM X-17A-5 PART** Ill | AA App/AA | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMBER **8-70345** **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **1/1/2021** MM/DD/YY AND ENDING **12/31/2021** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: PANTEK PARTNERS ADVISORS, LLC TYPE OF REGISTRANT (check all applicable boxes): @ii Broker-dealer [] Security-based swap dealer [ Check here if respondent is also an OTC derivatives dealer 0 Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 154 CALLE RAFAEL CORDERO; OFFICE #506 (No. and Street) **SANJUAN** (City) PERSON TO CONTACT WITH REGARD TO THIS FILING PR (State) **000901** (Zip Code) **JACK** BELL (Name) **858-605-1607** (Area Code -- Telephone Number) **B. ACCOUNTANT IDENTIFICATION** JACK@PANTEKSECURITIES.COM (Email Address) INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing TPS THAYER LLC (Name -- if individual, state last, first, and middle name) 1600 HIGHWAY 6, SUITE 100 SUGAR LAND **TX 77478** (Address) **7/1 4/2020** (City) (State) **6706** (Zip Code) (Date of Registration with PCAOB(if applicable) **FOR OFFICIAL USE ONLY** (PCAOB Registration Number, if applicable claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | OATH OR AFFIRMATION | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------…

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