Full text of PANTEK PARTNERS ADVISORS LLC's X-17A-5 filed 2024-03-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | SECURITIES AND EXCHANGE COMMISSION | Number: 3235-0123<br>0MB<br>Nev<br>. 30, 2026<br>Expires:<br>Estimated<br>verage<br>burden<br>hours per response: I2 | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------|--| | | | | | | | | ANNUAL EPG#TS<br>FORM A4745 | | | | | | | | | | | | FACING PAGE | | | | | t<br>n<br>f<br>o<br>r<br>a<br>t<br>i<br>o<br>n Required | Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FIuNG FOR THE PEoo esmwwwe, | 01/01/23 | No sNome | 12/31/23 | | | | MM/DD/YY | | MM/DO/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | eorsa, _ | P<br>a<br>r<br>t<br>n<br>e<br>r<br>s<br>A<br>d<br>v<br>i<br>s<br>o<br>r<br>s<br>L<br>i<br>o<br>P<br>a<br>n<br>t<br>e<br>k | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l Broker-dealer<br>[ Check here if respondent is also an OTC derivatives dealer | [ Security-based swap dealer | | [l Major security-based swap participant | | | | | | | | | 954 Ave Ponce de Leon, Suite #403B | | | | | | | | | 00907 | | | | (State) | | | | | | | | | | | John Bell | 858-605-1607 | | jack@pante<br>k<br>@<br>s<br>e<br>c<br>u<br>r<br>i<br>t<br>i<br>e<br>s<br>.com | | | | (Area Code -- Telephone Number) | | (Emal Address) | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.0. box no.) | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | (Name -- If individual, state last, first, and middle name) | | | | | | Sugarland | TX | 77478 | | | | (cty) | (State) | | | | 7/14/20 | | 6706 | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>(Name]<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing<br>TPS Thayer LLC<br>1600 Hwy 6, Ste 100<br>(Address)<br>1<br>-<br>-<br>(Pate of Ret!lstratlon wltn PCAOB)(lf appllc:able) | -<br><br>-· | | (PCAOB Rtfis!r!tion Nlmlbe,, If<br>appllcablell | | CFR 240.17-5(e)(1)(i), if applicable. I **Persons who are** to respo…Read the full text as markdown