Full text of PACENOTE CAPITAL LLC's X-17A-5 filed 2021-06-30 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **PACENOTE CAPITAL, LLC** Statement of Financial Condition March 31, 2021 {1}------------------------------------------------ # UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | 0MB APPROVAL | | | | | |---------------------------------------------------------|------------------|--|--|--| | 0MB Number: | 3235-0123 | | | | | Expires: | October 31, 2023 | | | | | Estimated average burden<br>hours per response<br>12.00 | | | | | | | | | | | **8-70385** SEC FILE NUMBER # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** **FACING PAGE** # **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERJOD BEGTNNTNG. | ___<br>----'0=3""'/1'-'-7 /2=0=20.__ | ___<br>AND ENDING | __<br>--'0=3, /3::1 =2=02=1'------<br>/ | | | | |---------------------------------------------------------------------------|---------------------------------------|---------------------|-----------------------------------------|--|--|--| | | MM/DDNY | | MM/DONY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME Of BROKER-DEALERS: Pacenote Capital, LLC | | OFFICIAL USE ONLY | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 1410 East 3rd Street | | | FIRM I.D. NO. | | | | | | (No. and Street) | | | | | | | Austin<br>TX | | 78702 | | | | | | (City) | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | Robert Fortino | | 212-751-4422 | | | | | | | | | (Area Code - Telephone Nwnber) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | | Citrin Coopennan & Company, LLP | | | | | | | | | (Name - ifindiridual, state last, | first, middle name) | | | | | | 529 Fifth Avenue | New York | NY | 10017 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | CHECK ONE: | | | | | | | | Certified Public Accountants<br>IID | | | | | | | | D<br>Public Accountant | | | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | *\*Claims for exemption Fom the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for…Read the full text as markdown