Full text of PACENOTE CAPITAL LLC's X-17A-5 filed 2023-06-20 (period 2023-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **PACENOTE CAPITAL LLC** **Statement of Financial Condition March 31, 2023** {1}------------------------------------------------ | | UNITED STATES | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------|---------------------------------------------------------------------------------------------------|--------------------------------------------| | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | OMB APPROVAL<br>OMB Number:<br>3235-0123<br>Expires:<br>Oct. 31, 2023<br>Estimated average burden | | | | | | | | | | | | hours per response | 12.00 | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | FORM X-17A-5<br>PART III | | | | | | | | | 8-70385 | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>REPORT FOR THE PERIOD BEGINNING | 04/01/2021 ------------------------------------------------------------------------------------------------------------------------------------------------------------------- | AND ENDING | 03/31/2022 | | | | MM/DD/YY | | MM/DD/YY | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Pacenote Capital LLC | | | | | | □ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>1410 East 3rd Street | | | | | | | (No. and Street) | | | | | Austin | TX | | 78702 | | | (City)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING | (State) | | (Zip Code) | | | Robert Fortino | 212-751-4422 | | rtortino@dtppartners.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. Accountant Identification | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this filing * | | | | | | Citrin Cooperman & Company, LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 290 W. Mt. Pleasant Ave, Suite 3310 | Livingston | NJ | | 07039 | | (Address) | (City) | (State) | | (Zip Code) | | 11/02/2005 | | | 2468 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | * Claims for everstion from the requirements h…Read the full text as markdown