PACENOTE CAPITAL LLC X-17A-5 (2026-06-16) — Broker-dealer annual report

Full text of PACENOTE CAPITAL LLC's X-17A-5 filed 2026-06-16 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: PACENOTE CAPITAL LLC
• Form: X-17A-5
• Filed: 2026-06-16
• Period: 2026-03-31
• Accession: 0001784687-26-000001
• CIK: 1784687
• File #: 8-70385
• Type: Broker-dealer
• Material weakness: No
• Auditor: Crowe LLP
• Auditor location: New York, NY
• Contact: Robert Fortino
• Phone: (516) 695-3007
• Email: rfortino@dfppartners.com
• Website: dfppartners.com
• Signed by: Kurt C. Peters (President & CCO)

Document text (excerpt)

{0}------------------------------------------------ # **PACENOTE CAPITAL LLC** **Statement of Financial Condition March 31, 2026** {1}------------------------------------------------ #### # |--| 8-70385 | <br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br> | <br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br> | <br><br><br><br><br><br><br><br> | <br><br><br><br><br><br><br> | <br><br><br><br><br><br><br><br><br><br><br> | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------| | <br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br> | 4/01/2025<br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br> | <br><br><br><br><br><br><br> | 3/31/2026<br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br> | | | | <br><br><br><br><br> | | | <br><br><br><br><br> | | <br> | <br><br><br><br><br><br><br><br><br><br><br><br><br> | <br><br><br><br> | | | | Pacenote Capital LLC<br><br><br><br><br><br><br><br><br><br> | | | | | | <br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br>■<br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br> | <br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br> | <br><br><br><br><br><br> | <br><br><br><br><br><br><br> | <br><br><br><br><br><br><br> | | <br><br><br><br><br><br><br><br><br><br><br><br><b…

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Other filings by this registrant

• X-17A-5 — 2025-06-23
• X-17A-5 — 2024-06-27
• X-17A-5 — 2023-06-20
• X-17A-5 — 2022-06-29
• X-17A-5 — 2021-06-30

Original filing on SEC EDGAR (source of record)