Full text of CLEARLIST LLC's X-17A-5 filed 2022-02-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | REPORT FOR THE PERIOD BEGINNING 01/01/2021 __ AND ENDING<br>NAME OF FIRM: CLEARLIST LLC<br>TYPE OF REGISTRANT (check all applicable boxes):<br>& Broker-dealer | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>□ Check here if respondent is also an OTC derivatives dealer | Washington, D.C. 20549<br>ANNUAL REPORTS<br>FORM X-17A-5<br>PART III<br>MM/DD/YY | SECURITIES AND EXCHANGE COMMISSION<br>FACING PAGE<br>A. REGISTRANT IDENTIFICATION<br>□Security-based swap dealer > = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = | 12/31/2021<br>MM/DD/YY | OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | SEC FILE NUMBER<br>8-70504 | |----------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------|-------------------------------------------------------------------------------------------------------|--------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 40 WALL STREET | | | | | | | | | | | (No. and Street) | | | | | NEW YORK<br>NY | | | 10005 | | | | | (City) | | | (State) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | (Zip Code) | | JANICE PARISE | | | | | | | | (Name) | | 212-751-4422 | | | JANICE. PARISE@CLEARLIST.COM | | | | | (Area Code - Telephone Number) | | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | |…Read the full text as markdown