Full text of CLEARLIST LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | | | | |---------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|----------------------------------------|-------------------------------------------------------------------------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION | | | OMB APPROVAL | | | | Washington, D.C. 20549 | | | | OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | ANNUAL REPORTS | | | | | | FORM X-17A-5 | | | | SEC FILE NUMBER | | | | PART II | | | 8-70504 | | | REPORT FOR THE PERIOD BEGINNING | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>MM/DD/YY | FACING PAGE | 12/31/2022<br>MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: CLEARLIST LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>&Broker-dealer | □Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | □Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | 40 WALL STREET | | | | | | | (No. and Street) | | | | | NEW YORK | | NY | | 10005 | | | (City)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING | | (State) | | (Zip Code) | | | JANICE PARISE | 212-751-4422 | | | JANICE.PARISE@CLEARLIST.COM | | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | BAKER TILLY US, LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | ONE PENN PLAZA<br>(Address) | NEW YORK<br>(City) | | NY<br>(State) | 10119<br>(Zip Code) | | | 10/22/2003 | | | | 23 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION I, Patrick Murphy, swear (or affirm) that, to the best of…Read the full text as markdown