Full text of CLEARLIST LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2025 {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE #### Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | REPORT FOR THE PERIOD BEGINNING | 01/01/2025<br>MM/DD/YY | AND ENDING | 12/31/2025<br>MM/DD/YY | | | | |---------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|--------------------------------------------|-----------------------------|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: CLEARLIST LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | 区Broker-dealer<br>□Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | □Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>625 6th A, 3rd Floor | | | | | | | | | (No. and Street) | | | | | | | NEW YORK | NY | | 10011 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | JANICE PARISE | 212-751-4422 | | JANICE.PARISE@CLEARLIST.COM | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this filing* | | | | | | | | BAKER TILLY US, LLP | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 66 Hudson Boulevard E 22nd Floor | NEW YORK | NY | 10001 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/22/2003 | | | 23 | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information this form are not required to respond unless the form displays a currently valid OMB control number. OMB APPROVAL OMB Number: 3235-0123 Expires: Nov…Read the full text as markdown