Full text of EGWELE SECURITIES LLC's X-17A-5 filed 2022-03-04 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED **STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated **average** burden hours per response: 12 | SEC FILE NUMBER | | |-----------------|--| | 8-70521 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _ | _0l,/_0_l/,2,,. 0_21_<br>MM/DD/YY | __<br>AND ENDING | 12/31/ | 2021<br>MM/DD/YY | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------|-----------------|-----------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | | _ E,.g'-w_e_le_Se_c_u_r_it_ie_s_L_L_C<br>NAME OF FIRM: _ | _________ | _ | ___<br>_<br>_ | ____<br>_ | | TYPE OF REGISTRANT (check all applicable boxes); | | | | | | D Major security-based swap participant<br>Cl Broker-dealer<br>D Security-based swap dealer<br>0 Check here If respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | h Wacker Drive, Suite 4250<br>155 Nort | | | | | | | (No. and Street) | | | | | Chicago | IL | | | 60606 | | (City) | (St.ite) | | | (Zip Code) | | Carol Ann Kinzer<br>(Name) | 678-525-0992<br>(Area Code - Telephone Number! | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>DeMarco, Sciaccotta, Wilkens & Dunleavy, LLP | (Name - if individual, state last, first, and middle name) | | | | | 20646 Abbey Woods Ct N, Suite 201 | Frankfort | | IL | 60423 | | (Address) | (City) | | (State) | {Zip Code) | | 12/21/<br>2010 | | | 5376 | | | T" of,.,,.,,,,,<br>.,;,h PCAOB)lff •oolk•bl•J | | | | 4PCA08 Roatm,tloo N,mbo,, ;r •ppik•bl•J | | | FOR OFFICIAL USE ONLY | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17<br>CFR 240.17a-5(e)(l)(il), If applicab…Read the full text as markdown