EGWELE SECURITIES LLC X-17A-5 (2023-02-13) — Broker-dealer annual report

Full text of EGWELE SECURITIES LLC's X-17A-5 filed 2023-02-13 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMS APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-70521 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** | | | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | |--|--|-----------------------------------------------------------------------------------------------------------| |--|--|-----------------------------------------------------------------------------------------------------------| | FILING FOR THE PERIOD BEGINNING O 1/01/2022 | | AND ENDING 12/31 /2022 | |---------------------------------------------|--|------------------------| | | | | MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Egwele Securities LLC TYPE OF REGISTRANT (check all applicable boxes): l:!:l Broker-dealer D Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 155 N. Wacker Drive, Suite 4250 | | (No. and Street) | | | |----------------------------------------------|-----------------------------------------------------------------------------------------------------------|---------------------------------|------------| | Chicago | IL | | 60606 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Carol Ann Kinzer | 678-525-0992 | ckinzer@brokerageconsulting.com | | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Jerome Davies, CPA, P.C. | | | | | 3605 Sandy Plains Road, Ste 240-480 | (Name - if individual, state last, first, and middle name)<br>Marietta | | 30066 | | (Address) | (City) | GA<br>(State) | (Zip Code) | | r<br>04/24/2017 | | 6363 | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB co…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)