Full text of EGWELE SECURITIES LLC's X-17A-5/A filed 2023-02-14 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70521 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill FACING **PAGE** Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | Fl LING FOR THE PERIOD BEG IN NI NG --=-0=--1/-=0-"'1/'-'2'-"0-=2=-2 | ___ | AND ENDING | __<br>__<br>_<br>1_2-'---/3_1c/_20_2_2 | | | |-------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|------------|--------------------------------------------|--|--| | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | __<br>NAME OF FIRM: | E__,ge_w_e_l_e_S_e_cu_r_it"--ie:::s:L::::L_C | | __________________<br>_ | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | [X Broker-dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 155 N. Wacker Drive Suite 4250 | | | | | | | | (No. and Street) | | | | | | Chicago | IL | | 60606 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Carol Ann Kinzer | 678-525-0992<br>(Area Code-Telephone Number) | | (Email Address) | | | | (Name) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Jerome Davies, CPA, P.C. | | | | | | | | (Name- if individual, state last, first, and mfddle name) | | | | | | 3605 Sandy Plains Road | Marietta | GA | 30066 | | | | (Address) | (City) | | (Zip Code)<br>(State) | | | | 04/25/2017 | | | 6363 | | | | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a…Read the full text as markdown