Full text of UNEST SECURITIES, LLC's X-17A-5 filed 2024-05-02 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0549 | EAUITC<br>Estim | |------|-----------------| | | hours | | DRTS | | # **ANNUAL REPORTS FORM X-17A-S PART** Ill | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | | | SEC FILE NUMBER 8-70576 | FILING FOR THE PERIOD BEGINNING | ________<br>1/1/2023 | AND ENDING | ________<br>12/31/2023<br>_ | |---------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------------------------|--------------------------------------------| | | MM/D0/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | UNest Securities, LLC<br>NAME OF FIRM: | __________________________ | | _ | | TYPE OF REGISTRANT (check all applicable boxes):<br>iii Broker-dealer<br>□ Check here if respondent Is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 5161 Lankershim Blvd #250 | | | | | | (No. and Street) | | | | North Hollywood | CA | | 91601 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Michael Massey | | | mike.massey@unest.co | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Ohab & Company, P.A. | | | | | | (Name- if individual, state last, first, and middle name) | | | | 100 E Sybelia Avenue, Suite 130 | Maitland | | FL<br>32751 | | (Address) | (City) | (State) | (Zip Code) | | 7/28/04 | | 1839 | | | (Date of Rel!istration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(11), If applicable. Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Michael Massey , swear (or affirm) tha…Read the full text as markdown