Full text of UNEST SECURITIES, LLC's X-17A-5 filed 2025-04-15 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49** OMBAPPROVAL 0MB Number: 3235-0123 Expires: Nov 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART** Ill | SEC FILE NUMBER | | |-----------------|--| | | | #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lBa-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ___ 1<br>___<br>24<br>11<br>12<br>0<br>_<br>_<br>_<br>_ | AND ENDING | ___ 1<br>_ | __<br>1<br>12<br>02_<br>4<br>21<br>3<br>_<br>_<br>_<br>_<br>_ | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------|---------------------------------------------------------------| | | MM/ DD/YY | | | MM/ DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: _ u_N_e_s_t _s_ec_u_r_iti_es_,_L_L_c | ____________________ | | | _ | | TYPE OF REGISTRANT (check all applicable boxes):<br>Iii Broker-dealer<br>□ Check here If respondent is also an OTC derivatives dealer | □ Security-based swap dealer | 0 Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 5161 Lankershim Blvd #250 | | | | | | | (No. and Street) | | | | | North Hollywood | CA | | | 91601 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Michael Massey | | | | mike.massey@unest.co | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ohab & Company, P.A. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 E Sybelia Avenue, Suite 130 | Maitland | | FL | 32751 | | (Address) | (City) | | (State) | (Zip Code) | | 7/28/04 | | 1839 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, If aoolicable) | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement offacts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable…Read the full text as markdown