Full text of UNEST SECURITIES, LLC's X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, O.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PARTIII | | 0MB Number: 3235-0123 | | |--------------------------|--| | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMBER | | FACING PAGE | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------|--------------------------------------------|---------------------------|--| | Information Required Pursuant to Rules 17a-S, 17a-12:, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING Q 1 /Q 1 /25 | | 12131 f 25<br>AND ENDING | | | | | MM/DD/VY | | MM/OD/VY •<br>•. ·~- | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: UNest Securities, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-b~sed.swap dealer<br>D Major security-based swap participant<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P .0. box no.) | | | | | | 221 S 2nd Street | | | | | | {No. and Street) | | | | | | Laramie | WY | | 82070 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Charles Finch | | | chuck@unestsecurities.com | | | (Name) | (Area Code:;- Telephone Number)<br>··,,,,."\ | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ohab & Company, P.A. | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 100 E Sybelia Avenue, Suite 130 | Maitland | FL | 32751 | | | | | (State) | (Zip Code) | | | 7 /28/04 | | 1839 | | | | (Date of Rtlgistration With PCAOBHif applicable) | | IPCAOB Registration Number, if applicable} | | | | ";.<br>"' Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONL V | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis ·Of the exemption. See 17 CFR 24-0.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information c…Read the full text as markdown