Full text of REGIMENT SECURITIES, LLC.'s X-17A-5 filed 2023-10-10 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | · PART III | | | (No. and Street) | | |--------|------------------|------------| | NEWTON | MA | 02459 | | (City) | (State) | (Zip Code) | | | STEPHEN BURNHAM 617-899-0304 | STEVE. BURNHAM@REGIMENTSECUR | |--|------------------------------|------------------------------| | | | | | 3535 Roswell Rd # 32 | Marietta | GA | 30062 | |--------------------------------------------------|-------------------------|---------|--------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 06/25/2009 | | 1952 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | EAD GEEICIAL IISE ONI V | | | {1}------------------------------------------------ #### **% % %** ħ2ơ &#& Pé0,(ơ´\$(ơ,AABg¶ơ+c,+¹ơ+\$ơ+0ơ £0PçơAơg[ơÖ8\$Əf0Ñoơ ,8ơ £0f©@A2ơ +c0ơ AB8,8MB,fơ(@v\$(+ơ vo(+,ª8Ŕ«Ñơ Q\$ơ Qc¦ơ Aªgơ \$Ōơ !& \$!& & HPơ \$Aơ ÂƛkơŕCơ+(Zņơ,8ơM\$(0M+=ơ ơÐ(Qc0ơCéo,(ơ´\$ơ,AABg¶ơ+c,Qơ8@&+@(ơ+c0ơM\$gvH8[ơ8\$(ơHű[ơ Ÿ,+8@(2ơ\$AABM0(2ơB(oM+Ŷ2ơ\$(ơ@ŹZBƎ,f08+ơv0C\$«öơHPơQ@ơMHP0ơgH[ơ£0¹ơc,Pơ,8[ơv(\$v(B0QH([ơB8Q0(0P+ơB8ơ~«[ơH¤¤\$Z8Qơ¤ūHCPBAB@ơ°\$f@f[ơ ,Cơ+,çơÐơ,ơMZP+\$go("ơ  ijŖ+foěơ */* Ċơ ċơ Čơ "&%& #### **%!\$%" %%%%# -%** - čơ úģÉơ ƖơKĻƔIJĸƅŇŮň ơ-§ơŏ7''7ơ-7 X!'=ơ - Ɨ ƜûĜĵĝĞƝơ Küƞý\ġīĘƓ'nƆYơM---ơ~ůơơO tơ-'3&-Ďơ - Êơ ōŠơįƇŗŘŊƃ ơpơ7-¦ơK!·ơâơ7ơ >%ơXơ-><ơ)-Ý%N 47SơX)!;ơ7'ơNơâ µơ\*42ơơ4 9ơơ - ğĢĉ ƘơƙơƚơƕìłŷƂƟƈŋŒ SơdYơ1ơ ơ© ơëơÁ^þơơWÓ\$ ơ **-** &- & - - & Êơ íóŅò]î 9 RÞ. ơ-§ơaÒơ§×-T"ơ - ơ 1\ơ ơơqÌWơ© ơ-Ţ>t-6<4²ơơ\*³ơơơ%-9-³ơwdy"ơ - Vơ 1p·ơ 9i6.RơpơÎ> ơrơ×r¡Xs 7ơGã7 ơ ơ X4ơ!ơ%¥7-"ơ - Éơ µWjơĬ\$@Cơ\$ơŀ\$ŲeH@-ơe~&ơ± @C=ơ - ơ K>jơ-; Rr!.ơYơ.Rơ řRØơG.¥xơ ơ{ơL"})?:ÀơơĔ/ơ {ơ U"ÀEÿD2ơơ JÕÏďơ - Vơ K3]ơ-; R !ơơW3tơ ơê-\*qơ'ơzơF#ơ"E¢:L^ơ - Vơ 1šơFè RŚ-.ơpxơiäÞr sơYpơG xơãåSơåwGś ơZ<4.Rơơ5>&Xơơ ơD/ơ{ơ^}½?\_ơ - ơ 1ţ]ơ!G ơőơn<;I 3ơ!ơG\*ey:¥ơT ơ%Sơ%w ų ơGż .ơơ5q ơÅơơęơĶ#|ơL=})?:?ơ-\*ơ 5Òrļ 9ơơơzơ#ơ LU"EalU÷ơ ơ¬JŤŜØ6¾ơ - Vơ 1È]ơ F-; ơơĤ;I O-'ơ!ơĭÅơáO%;.ơơ5q Oơơëơ^D}:?^ơ - Vơ 1Ýjơ È b- ơŽ6 7 ơ9ơJ-43ßơh<ơ-.æuơæźX®6. ơp-®ơ)iàxơŃ6äơ ơF{|ơL=ĕ}?:?Đơ - 1'\ơ -~&àơ%¦ÌIơơ-&ơơ- !ơŻŝ%;ơY¯ơC)eylơCT ơZ4-6\*Cơ <ơ ơFÇĮ \_İĀ?KJ\1¸ơơ ơF#ơU=ÁÄ:ºơ 4ơ uÔ)Íu¿ - ơ 1-\ơ)Y' II-2ơ Ù&WơJ<dơ5 3-4kơơNơ#ĴËơ-%9ơT qơ- Şơơ ơeơơ W tơ6ơ T-%i¨ơG-ơĖ ơ#ơ L"`?āøơ/ơ#ơ đmEl2ơơ ơ|ơ=DE ºơơ ¬uÔÎť2ơ.nơ ¨ơ®xS6ơžwr¯; ơG6xơ/ơ #ơ^`?:?ơ-%ơD ơ#ơ "Elkơ ơJdơOơ;¢ſ ơ ơ5d 2ơYơơơ>ơ'ơ O ơ Ƅơ 5I"ơ - ĥơ K\ơıŰyơbơ& 'stơ9ơƀơ4& \*3ơhơ-.-ÛO--ơO.ơNơ 6;'ơ-ŐŬ 3ơ- X!'\_ơ -…Read the full text as markdown