Full text of REGIMENT SECURITIES, LLC.'s X-17A-5 filed 2024-09-27 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ {1}------------------------------------------------ | BRENT WILLIAMS | | swear (or affirm) that, to the best of my knowledge and belief, the | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------|-------| | financial report pertaining to the firm of REGIMENT SECURITIES, LLC<br>6/30 | | 2 24 is true and correct. I further swear (or affirm) that neither the company nor any | as of | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely<br>as that of a customer. | "OFFICIAL SEAL"<br>RICHARD A MARCHANT<br>Notary Public - State of Illinois<br>My Commission Expires June 04, 2025 | Signature: 9<br>Title:<br>CEO | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ # **REGIMENT SECURITIES, LLC (SEC I.D. No. 8-70607)** **Report Pursuant to Rule 17a-5 of** **The Securities and Exchange Commission** *Financial Statements and Supplemental Schedules* **As of and for the Year Ended June 30, 2024** **(Including Report of Independent Registered Public Accounting Firm)** {3}------------------------------------------------ # **REGIMENT SECURITIES, LLC Table of Contents** | REPORTOF<br>INDEPENDENTREGISTERED<br>PUBLIC<br>ACCOUNTING<br>FIRM 1 | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--| | FINANCIAL<br>STATEMENTS | | | | Statement of Financial Condition 2 | | | | Statement of Operations 3 | | | | Statement of Changes in Member's Equity 4 | | | | Statement of Cash Flows 5 | | | | NOTES<br>TO<br>THE<br>FINANCIAL<br>STATEMENTS 6-12 | | | | SCHEDULES……………………………………………………………………………………………<br>SUPPLEMENTAL | | | | Schedule I: Computation of Net Capital under Rule 15c3-1 of the Securities and | | | | Exchange Act of 1934 13 | | | | Schedule II: Computation for Determination of Reserve Requirements and information<br>Relating to Possession or Control Requirements for Brokers and Dealers Pursuant to | | | | Rule 15c3-3 under the Securities and Exchange Act of…Read the full text as markdown