Full text of REGIMENT SECURITIES, LLC.'s X-17A-5/A filed 2024-10-16 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | (No. and Street) | | | |---------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------| | CHICAGO | ILLINOIS | | 60611 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | BRENT WILLIAMS | | | BRENT WILLIAMS@REGIMENTSECURITIES.COM | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | B. ACCOUNTANT IDENTIFICATION | | | | MICHAEL T. REMUS | (Name - if individual, state last, first, and middle name) | | | | P.O BOX 2555 | HAMILTON SQUARE NJ | | 08690 | | (Address) | (City) | (State) | (Zip Code) | | 2/23/2010 | | 3598 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | {1}------------------------------------------------ | BRENT WILLIAMS | | swear (or affirm) that, to the best of my knowledge and belief, the | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------|-------| | financial report pertaining to the firm of REGIMENT SECURITIES, LLC<br>6/30 | | 2 24 is true and correct. I further swear (or affirm) that neither the company nor any | as of | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely<br>as that of a customer. | "OFFICIAL SEAL"<br>RICHARD A MARCHANT<br>Notary Public - State of Illinois<br>My Commission Expires June 04, 2025 | Signature: 9<br>Title:<br>CEO | | - - - - - - - - - - - - - - - - - - - - - - - x - - - - {2}------------------------------------------------ # **REGIMENT SECURITIES, LLC (SEC I.D. No. 8-70607)** **Report Pursuant to Rule 17a-5 of** **The Securities and Exchange Commission** *Financial Statements and Supplemental Schedules* **As of and for the Year Ended June 30, 2024** **(Including Report of Independent Registered Public Accounting Firm)** {3}------------------------------------------------ # **REGIMENT SECURITIES, LLC Table of Contents** | REPORTOF<br>I…Read the full text as markdown