Full text of PROMETHEUM EMBER ATS INC.'s X-17A-5 filed 2022-02-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **PROMETHEUM EMBER ATS, INC.** #### **ANNUAL AUDITED STATEMENT OF FINANCIAL CONDITION FORM X-17A-5 PART III** #### **SEC FILE NO. 8-70624** #### **YEAR ENDED DECEMBER 31, 2021** **AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | | OMB APPROVAL<br>OMB Number: | | |---------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------------------------------------|-------------------------------------------------|--| | | Washington, D.C. 20549 | Expires: | Estimated average burden<br>hours per response: | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-70624 | | | | PART III | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | 01/01/2021<br>12/31/2021<br>FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | | | | | | MM/DD/YY<br>MM/DD/YY | | | | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: _______________________________________________________________________ | PROMETHEUM EMBER ATS INC. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 120 WALL STREET, 25TH FLOOR<br>_____________________________________________________________________________________ | (No. and Street) | | | | | | | | | | | NEW YORK<br>_____________________________________________________________________________________ | NY | | 10005 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Zachary Marans<br>_____________________________________________________________________________________ | 516-361-1645 | | zmarans@emberats.com | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | FR…Read the full text as markdown