Full text of PROMETHEUM EMBER ATS INC.'s X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### PROMETHEUM EMBER ATS, INC. #### ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill #### SEC FILE NO. 8-70624 #### YEAR ENDED DECEMBER 31, 2022 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (CONFIDENTIAL PURSUANT TO SEC RULE 17a-5(e)(3)) {1}------------------------------------------------ | | | 0MB APPROVAL | | | | |-------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|--------------------------------------------|--|--|--| | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | | | | ANNUAL REPORTS | hours per response: 12 | | | | | | FORM X-17A-5 | SEC FILE NUMBER<br>8-70624 | | | | | | PART Ill | | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2022 | | AND ENDING 12/31/2022 | | | | | | MM/DD/VY | MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Prometheum Ember ATS Inc | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | O Security-based swap dealer | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>120 Wall Street, 25th Floor | | | | | | | | (No. and Street} | | | | | | New York | NY | 10005 | | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Paul Gonoud | 212-333-3315 | pgonoud@emberats.com | | | | | (Name) | (Area Code-Telephone<br>Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Baker Tilly US, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | One Penn Plaza, Suite 3000 | New York | NY<br>10119 | | | | | (Address) | (City) | (State)<br>(Zip Code) | | | | | October 22, 2003 | | 23 | | | | | of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY<br>(rte | | (PCAOB Registration Number, if applicable) | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accoun…Read the full text as markdown