Full text of PROMETHEUM EMBER ATS INC.'s X-17A-5 filed 2024-03-08 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **PROMETHEUM EMBER ATS, INC.** ## **ANNUAL AUDITED STATEMENT OF FINANCIAL CONDITION FORM X-17A-5 PART III** #### **SEC FILE NO. 8-70624** #### **YEAR ENDED DECEMBER 31, 2023** **AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | | | SEC FILE NUMBER 8-70624 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** | | | Information Required Pursuanto Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------------------------------------------------------------------------|--|--|--|--| | FILING FOR THE PERIOD BEGINNING 01/01/2023 | | AND ENDING 12/31/2023 | | | | | | | MM/DD/VY | MM/DD/VY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: Prometheum Ember ATS Inc | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>D Check here if respondent Is also an OTC derivatives dealer | Security-based swap dealer | Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 120 Wall Street, 25th Floor | | | | | | | | | (No. and Street) | | | | | | | New York | N.Y. | 10005 | | | | | | (City} | (State) | (Zip Code} | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Paul Gonoud | 212-333-3315 | pgonoud@emberats.com | | | | | | (Name} | (Area Code - Telephone Number} | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Baker Tilly US, LLP | | | | | | | | | | | | | | | | 66 Hudson Blvd E, Suite 2200 New York | (Name - if individual, state last, first, and middle name) | NY<br>10001 | | | | | | (Address) | (City) | (State)<br>(Zip Code) | | | | | | October 22, 2003 | | 23 | | | | | | (Date of Registration with PCAOB)(if annlicable) | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE…Read the full text as markdown