Full text of SARNA FINANCE LLC's X-17A-5 filed 2024-02-22 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Sarna Finance LLC Statement of Financial Condition December 31, 2023** **Public** {1}------------------------------------------------ # **Sarna Finance LLC Table of Contents** | Section | Page | |---------------------------------------------------------------|------| | Facing Page ʹ<br>Annual Audited Report Form X-17A-5, Part III | 1 | | Oath or<br>Affirmation | 2 | | Report of Independent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Notes to the Financial Statements | 5-8 | {2}------------------------------------------------ | UNITED | STATES | OMB APPROVAL | |------------------------------------------------------------------------------------------------------------|---------------------------------|-----------------------------------------------------------------------------------------------------------| | SECURITIES AND | EXCHANGE<br>COMMISSION | OMB Number: 3235-0123 | | | Washington, D.C. 20549 | Expires: Nov. 30, 2026<br>Estimated average burden | | | | hours per response: 12 | | ANNUAL REPORTS | | SEC FILE NUMBER | | FORM | X-17A-5 PART<br>III | 8-70670 | | | | | | | | | | | FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FILING FOR THE PERIOD BEGINNING | 1/1/2023 | AND ENDING<br>12/31/2023 | | | MM/DD/YY | MM/DD/YYYY | | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM:<br>Sarna Finance LLC | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | ܈<br>տ<br>Broker-dealer | տ<br>Security-based swap dealer | Major security-based swap participant | | տ<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 141 W Jackson Blvd, Suite 1710A | | | | (No. and Street) | | | | | | | | Chicago | IL | 60604 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Ronald L. Wetzel | 847-363-1374 | ron@sarnafinance.com | | (Name) | (Area Code ʹ Telephone Number) | (Email Address) | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Michael Coglianese CPA PC | | | | (Name ʹ if individual, state last, first, and middle name) | | | | 125 East Lake Street, Suite 303 | Bloomingdale | IL<br>60108 | | (Address) | (City) | (State)<br>(Zip Code) | | | | | | October 20, 2009 | 3874 | | |…Read the full text as markdown