Full text of SARNA FINANCE LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Sarna Finance LLC Statement of Financial Condition December 31, 2024** **Public** {1}------------------------------------------------ # **Sarna Finance LLC Table of Contents** | Section | Page | |---------------------------------------------------------------|------| | Facing Page –<br>Annual Audited Report Form X-17A-5, Part III | 1 | | Oath or<br>Affirmation | 2 | | Report of Independent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Notes to the Financial Statements | 5-8 | {2}------------------------------------------------ | UNITED | STATES | | | OMB APPROVAL | | |------------------------------------------------------------------------------------------------------------|---------------------------------|--------------------------------------------|-----------------|-------------------------------------------------|--| | SECURITIES AND | EXCHANGE<br>COMMISSION | | | OMB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | | Washington, D.C. 20549 | | | Estimated average burden | | | | | | | hours per response: 12 | | | ANNUAL REPORTS | | | | SEC FILE NUMBER | | | FORM | X-17A-5 PART<br>III | | 8-70670 | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | FILING FOR THE PERIOD BEGINNING | 1/1/2024 | AND ENDING | | 12/31/2024 | | | | MM/DD/YY | | | MM/DD/YYYY | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | NAME OF FIRM:<br>Sarna Finance LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | ☒<br>☐<br>Broker-dealer | ☐<br>Security-based swap dealer | Major security-based swap participant | | | | | ☐<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 141 W Jackson Blvd, Suite 1710A | | | | | | | (No. and Street) | | | | | | | Chicago | IL | | | 60604 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Ronald L. Wetzel | 847-363-1374 | | | ron@sarnafinance.com | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | | | (Name – if individual, state last, first, and middle name) | | | | | |…Read the full text as markdown