Full text of SARNA FINANCE LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Sarna Finance LLC Statement of Financial Condition December 31, 2022** PUBLIC {1}------------------------------------------------ ## **Sarna Finance LLC Table of Contents** | Section | Page | |---------------------------------------------------------------------|------| | Facing Page<br>– Annual Audited<br>Report Form X-17A-5, Part<br>III | 1 | | Oath or Affirmation | 2 | | Report of Independent<br>Registered<br>Public Accounting Firm | 3 | | Statement<br>of Financial Condition | 4 | | Notes to the Statement<br>of Financial Condition | 5-9 | {2}------------------------------------------------ 8-70670 **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART III** OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 1/1/2022 AND ENDING 12/31/2022 MM/DD/YY MM/DD/YYYY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Sarna Finance LLC TYPE OF REGISTRANT (check all applicable boxes): ☒ Broker-dealer ☐ Security-based swap dealer ☐ Major security-based swap participant ☐ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 141 W Jackson Blvd, Suite 1710A (No. and Street) Chicago IL 60604 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Ronald L. Wetzel 847-363-1374 ron@sarnafinance.com (Name) (Area Code – Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ryan & Juraska LLP (Name – if individual, state last, first, and middle name) 141 West Jackson Boulevard, Suite 2250 Chicago IL 60604 (Address) (City) (State) (Zip Code) March 24, 2009 3407 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in thisform are not required to respond unless the form dis…Read the full text as markdown