Full text of DEALMAKER SECURITIES LLC's X-17A-5 filed 2023-07-14 (period 2023-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | OMB Number: 3235-0123<br>FOR PUBLIC RELEASE<br>SECURITIES AND EXCHANGE COMMISSION<br>Expires: Oct. 31, 2023<br>Washington, D.C. 20549<br>Estimated average burden<br>hours per response: 12<br>ANNUAL REPORTS<br>SEC FILE NUMBER<br>FORM X-17A-5<br>PART III<br>FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934.<br>FILING FOR THE PERIOD BEGINNING 03/16/22<br>AND ENDING 03/31/23<br>MM/DD/YY<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>NAME OF FIRM: DealMaker Securities LLC<br>TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>OSecurity-based swap dealer<br>[]Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>105 Maxess Road, Suite 124<br>(No. and Street)<br>Melville, NY 11747<br>ICTLy<br>State <br>(Zip Code)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>jself@dealmakersecunties.com<br>(404) 596-5393<br>Jonathan Self<br>(Area Code - Telephone Number)<br>(Name)<br>(Email Address)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filling*<br>Nawrocki Smith LLP<br>(Name - If Individual, state last, first, and middle name)<br>100 Motor Parkway, Suite 580<br>Hauppage<br>NY<br>Angress)<br>(City)<br>(State)<br>(Zip Code)<br>March 4, 2009<br>3370<br>(Date of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, if applicable)<br>FOR OFFICIAL USE ONLY | | OMB APPROWAL | UNITEDS THE | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown