Full text of DEALMAKER SECURITIES LLC's X-17A-5 filed 2025-06-30 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 [ FOR PUBLIC RELEASE ] # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | |--------------------------|----| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | | SEC FILE NUMBER | |-----------------| | 8-70756 | **FACING PAGE** Information **Required** Pursuant to Rules **17a-5, 17a-12, and 18a-7** under the Securities Exchange **Act of 1934** FILING FOR THE PERIOD BEGINNING **04/01/24** AND ENDING 03/31/25 --------- ---------- MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Deal Maker Securities LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 4000 Eagle Point Corporate Drive, Suite 950 (No. and Street) Birmingham AL (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 35242 (Zip Code) Jonathan A. Self 404-596-5393 jself@dealmakersecurities.com {Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Nawrocki Smith LLP (Name - if individual, state last, first, and middle name) 100 Motor Parkway, Suite 580 Hauppage NY 11788 (Address) (City) (State) (Zip Code) March 4, 2009 3370 PCAOB Re istration Number, if a licable **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Jonathan Self | swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of DealMaker…Read the full text as markdown