Full text of DEALMAKER SECURITIES LLC's X-17A-5 filed 2026-06-29 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | [ FOR PUBLIC RELEASE ] | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response:<br>12 | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|------------|--------------------------------------------------------------------------------------------------------------------------|--|--|--| | | ANNUAL REPORTS | | | | | | | | FORM X-17A-5 | | SEC FILE NUMBER<br>8-70756 | | | | | | PART Ill | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-U, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | 25 | | 26 | | | | | FILINJ FOR THE PERIOD BEGINNING | 04/01f | AND ENDING | 03/31<br>/ | | | | | ! | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAM, oF FIRM: Deal Maker Securities LLC | | | | | | | TYPE 0F REGISTRANT (check all applicable boxes):<br>I<br>l!J Broker-dealer<br>□ Security-based swap dealer<br>□ Major security-based swap participant<br>□ ~heck here if respondent is also an OTC derivatives dealer<br>' | | | | | | | | I<br>I | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 30 East 23rd Street, 2nd Floor<br>I | | | | | | | | | (No. and Street) | | | | | | | Nef York | NY | | 10010 | | | | | (City) | (State) | | (Zip Code) | | | | | I<br>PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | I<br>Jonathan A. Self | 404-596-5393 | | jself@dealmakersecurities.com | | | | | I<br>(Name)<br>I | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEP,ENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Na1rocki Smith LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 100 Motor Parkway, Suite 580 | Hauppage | NY | 11788 | | | | | (Address) I | (City) | (State) | (Zip Code) | | | | | Ma~ch 4, 2009 | | 3370 | | | | | | (Date df Registration with PCAOB)(if a1Jplicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if a1J1Jlicable) | | | | | I…Read the full text as markdown