Full text of NORTHVIEW CAPITAL PARTNERS LLC's X-17A-5 filed 2024-02-22 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>12<br>hours per response: | |----------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------| | | ANNUAL REPORTS | SEC FILE NUMBER | | | FORM X-17A-5 | 8-71005 | | | PART Ill | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | aero« me rs«oo a«ems _ | 0<br>8<br>o<br>1<br>2<br>0<br>2 | 9 ao eons 1<br>2<br>0<br>9<br>1<br>2<br>0<br>° | | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | NAME OF FIRM: | NORTHVIEW CAPITAL PARTNERS LLC<br>---------------------- | | | [ Broker-dealer<br>[ Check here if respondent is also an OTC derivatives dealer<br>300 Cole Street | [ Security-based swap dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use aP.0. box no.) | D Major security-based swap participant | | | (No. and Street) | | | Austin | Texas | 78737 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Samuel Granett | 512-599-1766 | sam@northview-capital.com<br>sgranett@northview-capital.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION. | | | Tuttle & Bond, PLLC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing | | | | (Name -- if individual, state last, first, and middle name) | | | 2954 Goehmann Lane | Fredericksburg | Texas<br>78624 | | (Address) | (City) | (State)<br>(Zip Code)<br>6543 | | 03/19/2019 | | (PCAOB Registration Number, if applicable) | | | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | I,<br>SAMUEL GRANETT | swear (or affirm) that, to the best of my knowledge and belief, the | |--------------------------------------------------------------------…Read the full text as markdown