NORTHVIEW ADVISORS LLC X-17A-5 (2026-03-17) — Broker-dealer annual report

Full text of NORTHVIEW ADVISORS LLC's X-17A-5 filed 2026-03-17 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49 0MB ADpROVAL 0MB Number: 3235-0123 Expires: Nov, 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORMX-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-71005 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 nuns ron me reno stow \_91001R05 ao so \_120900202° MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: NorthView Advisors LLC TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer [ Security-based swap dealer [] Check here if respondent is also an OTC derivatives dealer [] Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # **300 Cole Street** | | (No. and Street) | | | |----------------------------------------------|--------------------------------------------------------------------------|-----------------|---------------------------------| | Austin | TX | | 78737 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Samuel Granett | (512) 599-<br>766<br>1 | | sgranett@northview-advisors.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing | | | | Ferrara CPA | | | | | | (Name -if<br>individual, state last, first, and middle name) | | | | 00 Horizon Center Blvd.<br>1 | Hamilton | NJ | 08691 | | (Address) | (City) | (State) | (Zip Code) | 12/17/2024 7259 (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY (PCAOB Registration Number, if applicable) • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION OATH OR AFFIRMATION | | | .--777 | | | | |------------------------------------------------------------------------------------------------------------------------------------------…

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