NORTHVIEW ADVISORS LLC X-17A-5 (2025-02-19) — Broker-dealer annual report

Full text of NORTHVIEW ADVISORS LLC's X-17A-5 filed 2025-02-19 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | QM3APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response:<br>12 | | | | | | SEC FILE NUMBER | | | 8-71005 | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act *of 1934* | FILING FOR THE PERIOD BEGINNING | 01/01/2024 | AND ENDING | | 12/31/2024 | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------------------|-----------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | North\View Advisors LLC<br>NAME OF FIRM. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[E Broker-dealer<br>[ Security-based swap dealer<br>[ Check here if respondent is also an OTC derivatives dealer | | [l Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P .O. box no.) | | | | | | 300 Cole Street | | | | | | | (No. and Street) | | | | | Austin | | Texas | | 78737 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Samuel Granett | 512-599-1766 | | | sgranett@northview-advisors.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing<br>Ferrara CPA | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 Horizon Center Blvd | Hamilton | | NJ | 08619 | | (Address) | (City) | | (State) | (Zip Code) | | 12/17/2024 | | | 7259 | | | | | | | (PCAOB Registration Number, if applicable) | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | ' | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(i), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}----------------…

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