HARGER AND COMPANY, INC. of BATON ROUGE, LA is an SEC-registered investment adviser (CRD 10385). Regulatory assets under management: $137.0M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed, Commissions.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Matthew Bennett Harger | PRESIDENT; SHAREHOLDER | — |
| Christopher Michael Dowden | VP OPERATIONS/CCO/FINOP | — |
| HARGER MATTHEW BENNETT | PRESIDENT; SHAREHOLDER | — |
| DOWDEN CHRISTOPHER MICHAEL | VP OPERATIONS/CCO/FINOP | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |
| — | civil | — | — | — |