NEW CENTURY FINANCIAL GROUP, LLC of PRINCETON, NJ is an SEC-registered investment adviser (CRD 104553). Regulatory assets under management: $192.9M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Richard Kyle Oring | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| HAMBURGER JEFFREY ALLEN | MANAGING MEMBER; MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | — |
| HAMBURGER JEFFREY ALLAN | MANAGING MEMBER | — |
| ORING RICHARD KYLE | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |