GRAHAM, BORDELON, GOLSON & GILBERT, INC. of MONROE, LA is an SEC-registered investment adviser (CRD 104612). Regulatory assets under management: $420.8M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Jeffrey Key Golson | PRESIDENT | — |
| Gary Gordon Graham | OWNER | — |
| Micheal Bruce Gilbert | SECRETARY | — |
| James Clint Rider | TREASURER, CHIEF COMPLIANCE OFFICER | — |
| BORDELON RICHARD EDWIN | CHIEF COMPLIANCE OFFICER; VICE-PRESIDENT/SEC TREAS; VP&CHIEF COMPLIANCE OFFICER | — |
| GOLSON JEFFREY KEY | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT (+2 more) | — |
| GRAHAM GARY GORDON | OWNER; PRESIDENT | — |
| PESNELL GARY L | VICE PRESIDENT | — |
| HANKS WILLIAM B | VICE PRESIDENT | — |
| GILBERT MICHEAL BRUCE | SECRETARY; SECRETARY TREASURER; VICE PRESIDENT | — |
| RIDER JAMES CLINT | TREASURER; TREASURER, CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-12-07 | regulatory | DISCLOSURES NOT SUFFICIENT FOR THE RECEIPT OF 12B-1 FEES AND SHARE CLASS SELECTION. | Final | $50K |