SMITH BREEDEN ASSOCIATES INC of DURHAM, NC is an SEC-registered investment adviser (CRD 104628). Regulatory assets under management: $7.8B.
Showing 25 of 29 people.
| Name | Role | Location |
|---|---|---|
| MILLER DONALD P | PRINCIPAL/CHIEF FINANCIAL OFFICER/ASSISTANT SECRETARY; PRINCIPAL/ CONTROLLER; SENIOR VICE PRESIDENT/ CONTROLLER (+1 more) | — |
| EASON STEPHEN ALCUIN | DIRECTOR/EXECUTIVE VICE PRESIDENT; DIRECTOR/EXECUTIVE VICE PRESIDENT/DIRECTOR OF MARKETING AND CLIENT SERVICE; EXECUTIVE VICE PRESIDENT/DIRECTOR OF MARKETING AND CLIENT SERVICE | — |
| GIARLA MICHAEL JOSEPH | BENEFICIARY; CHAIRMAN; DIRECTOR/CHAIRMAN (+4 more) | — |
| BREEDEN DOUGLAS TOWER | CHAIRMAN; CHAIRMAN EMERITUS | — |
| FLOOD EUGENE | DIRECTOR; DIRECTOR/PRESIDENT/CHIEF EXECUTIVE OFFICER; SHAREHOLDER | — |
| KON STANLEY J | DIRECTOR/SENIOR VICE PRESIDENT; EXECUTIVE VICE PRESIDENT | — |
| MEWKILL MARIANTHE | DIRECTOR/SENIOR VICE PRESIDENT/SECRETARY/TREASURER/CHIEF FINANCIAL OFFICER; EXECUTIVE VICE PRESIDENT/CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER; EXECUTIVE VICE PRESIDENT/SECRETARY/TREASURER/CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER (+2 more) | — |
| APPEL JOHN CHRISTOPHER | DIRECTOR | — |
| BRENNAN MICHAEL JOHN | DIRECTOR; DIRECTOR/CONSULTANT | — |
| JESTER LEWIS TURLINGTON | DIRECTOR | — |
| SCHWARTZ EDUARDO SAUL | DIRECTOR/CONSULTANT | — |
| DEKTAR DANIEL | DIRECTOR/EXECUTIVE VICE PRESIDENT; DIRECTOR/SENIOR VICE PRESIDENT; EXECUTIVE VICE PRESIDENT/CHIEF INVESTMENT OFFICER (+1 more) | — |
| ROWE TIMOTHY | DIRECTOR/PRINCIPAL; DIRECTOR/SENIOR VICE PRESIDENT; PRINCIPAL (+2 more) | — |
| ODOHERTY MARIANNE | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/SENIOR VICE PRESIDENT; PRINCIPAL/CHIEF COMPLIANCE OFFICER (+1 more) | — |
| SPROW JOHN | DIRECTOR/SENIOR VICE PRESIDENT; PRINCIPAL - SENIOR PORTFOLIO MANAGER; PRINCIPAL/SENIOR PORTFOLIO MANAGER (+1 more) | — |
| SCHWARTZ WILLIAM E | GENERAL COUNSEL; GENERAL COUNSEL/SECRETARY/SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT/GENERAL COUNSEL/SECRETARY | — |
| BREEDEN JENNIFER | DIRECTOR | — |
| ANTLE RICKY LEE | DIRECTOR | — |
| FANKHAUSER SHARON EARLENE | DIRECTOR | — |
| MADIGAN GERALD JOSEPH | DIRECTOR/SENIOR VICE PRESIDENT | — |
| ROWE TIMOTHY DURRETT | DIRECTOR/PRINCIPAL | — |
| SPROW JOHN BARKER | DIRECTOR/EXECUTIVE VICE PRESIDENT/CHIEF RISK OFFICER; DIRECTOR/PRINCIPAL/CHIEF RISK OFFICER | — |
| SCHWARTZ WILLIAM ERSKINE | PRINCIPAL/CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/SECRETARY; PRINCIPAL/GENERAL COUNSEL; PRINCIPAL/GENERAL COUNSEL/SECRETARY | — |
| ARGANBRIGHT AMY CAROL | PRICIPAL/DIRECTOR OF SECURITIES OPERATIONS; PRICIPAL/DIRECTOR OF SECURITIES OPERATIONS & TECHNOLOGY; PRINCIPAL/DIRECTOR OF SECURITIES OPERATIONS & TECHNOLOGY | — |
| ADLER DANIEL ROTHSCHILD | DIRECTOR/ EXECUTIVE VICE PRESIDENT/ DIRECTOR OF THE INVESTMENT MANAGEMENT GROUP; DIRECTOR/ EXECUTIVE VICE PRESIDENT/DIRECTOR OF THE INVESTMENT MANAGEMENT GROUP; DIRECTOR/ PRINCIPAL/ DIRECTOR OF THE INVESTMENT MANAGEMENT GROUP | — |
Hedge Fund: 7 · Securitized Asset Fund: 3
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| SMITH BREEDEN INSTITUTIONAL SHORT DURATION MASTER LTD. | Hedge Fund | — | 8 | $123.0M | $2.0M |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA ON BEHALF OF ITS SEPARATE ACCOUNT NUMBER VCA-GI-100-7-SB-AR | Hedge Fund | — | 9 | $121.5M | $30.0M |
| SMITH BREEDEN INSTITUTIONAL SHORT DURATION FUND | Hedge Fund | — | 6 | $83.2M | $2.0M |
| SMITH BREEDEN INSTITUTIONAL SHORT DURATION FUND LTD. | Hedge Fund | — | 2 | $39.9M | $2.0M |
| PINE MOUNTAIN CDO LTD | Securitized Asset Fund | — | 1 | $37.6M | $250K |
| METROPOLITAN LIFE INSURANCE COMPANY ON BEHALF OF ITS SEPARATE ACCOUNT NO. 389 | Hedge Fund | — | 6 | $22.7M | $1.0M |
| SMITH BREEDEN SECURITIZED CREDIT OPPORTUNITIES MASTER LTD. | Hedge Fund | — | 9 | $13.2M | $250K |
| SMITH BREEDEN SECURITIZED CREDIT OPPORTUNITIES LLC | Hedge Fund | — | 9 | $13.2M | $250K |
| PINE MOUNTAIN CDO II LTD | Securitized Asset Fund | — | 1 | $8.4M | $250K |
| PINE MOUNTAIN CDO III LTD | Securitized Asset Fund | — | 1 | $518K | $250K |