APPEL JOHN CHRISTOPHER appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. APPEL JOHN CHRISTOPHER appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | DIRECTOR | MINNEAPOLIS, MN |
| — | Form ADV | RBC CAPITAL MARKETS, LLC | DIR. VICE CHAIRMAN FIXED INCOME CAPITAL MARKETS DIVISION | NEW YORK, NY |
| — | Form ADV | SMITH BREEDEN ASSOCIATES INC | DIRECTOR | DURHAM, NC |