ZAZOVE ASSOCIATES LLC of INCLINE VILLAGE, NV is an SEC-registered investment adviser (CRD 104751). Regulatory assets under management: $2.0B.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Robert Ryan Shelby | MANAGING PARTNER/MEMBER | Incline Village, NV |
| Lamiaa Dukaj | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| Samuel Nellis Ginocchio | CHIEF COMPLIANCE OFFICER | — |
| Gene Thomas Pretti | CHIEF EXECUTIVE OFFICER; MEMBER; PRESIDENT; CHAIRMAN | — |
| BARD STEPHEN DAVID | CHIEF OPERATING OFFICER | — |
| PRETTI GENE THOMAS | CHIEF EXECUTIVE OFFICER; MEMBER; PRESIDENT; CHAIRMAN | — |
| LUDVIKSEN MARK ROBERT | CHIEF INFORMATION OFFICER; VICE PRESIDENT; MEMBER | — |
| ZERWECK JOHN WILLIAM | PORTFOLIO MANAGER; MEMBER | — |
| KLEIMAN STEVEN MICHAEL | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; GENERAL COUNSEL; MEMBER; CHIEF COMPLIANCE OFFICER; EXECUTIVE PARTNER; GENERAL COUNSEL | — |
| COOK CHRISTOPHER BERTRAND | PORTFOLIO MANAGER; PORTFOLIO MANAGER; MEMBER | — |
| KLEIMAN STEVEN | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; GENERAL COUNSEL; MEMBER; CHIEF OPERATING OFFICER; GENERAL COUNSEL; MEMBER | — |
| SHORIN GREG | MEMBER | — |
| WEINBERG DAN | MEMBER | — |
| GINOCCHIO SAMUEL NELLIS | CHIEF COMPLIANCE OFFICER | — |
| Shelby Robert Ryan | MANAGING PARTNER/MEMBER | — |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| ZAZOVE HEDGED CONVERTIBLE FUND, L.P. | Hedge Fund | Cayman Islands | 6 | $110.3M | $1.0M |
| ZAZOVE INVESTMENT GRADE BLEND CONVERTIBLE FUND, L.P. | Hedge Fund | Delaware | 3 | $55.5M | $1.0M |
| ZAZOVE AGGRESSIVE GROWTH FUND, L.P. | Hedge Fund | Cayman Islands | 10 | $51.0M | $500K |
| ZAZOVE CONVERTIBLE SECURITIES FUND, L.P. | Hedge Fund | Delaware | 37 | $32.5M | $500K |
| ZAZOVE GLOBAL CONVERTIBLE MASTER FUND, L.P. | Hedge Fund | Cayman Islands | 10 | $20.1M | $500K |