CHARLES PRATT & COMPANY, L.L.C. of NEW YORK, NY is an SEC-registered investment adviser (CRD 104864). Regulatory assets under management: $916.1M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: Individuals, High net worth, Charities.
Showing 25 of 38 people.
| Name | Role | Location |
|---|---|---|
| David Pratt Hunt | MANAGING MEMBER; CHAIRMAN | — |
| Harold Irving Pratt | MANAGING MEMBER; DIRECTOR | — |
| Anne Huntington Van Ingen | MANAGING MEMBER; DIRECTOR | — |
| Deming Pratt Holleran | MANAGING MEMBER; DIRECTOR | — |
| Mitchell Charles Pratt | MANAGING MEMBER; DIRECTOR | — |
| Mary Offutt Pratt | MEMBER | — |
| David Offutt Pratt | MANAGING MEMBER; DIRECTOR | — |
| Cynthia Lopez | OFFICER - VICE PRESIDENT | — |
| Margaret Cutter | OFFICER - VICE PRESIDENT | — |
| Steven Aaron Yadegari | CHIEF COMPLIANCE OFFICER | — |
| Sofia Lee | OFFICER, VICE PRESIDENT - TAX | — |
| Richard Joseph Coster | OFFICER - PRESIDENT AND CEO | — |
| HUNT DAVID PRATT | CHAIRMAN; MANAGING MEMBER; CHAIRMAN | — |
| MCLANE ROBERT MILLIGAN | DIRECTOR; MANAGING MEMBER; DIRECTOR | — |
| NITZE PETER P | DIRECTOR | — |
| PRATT HAROLD IRVING | DIRECTOR; MANAGING MEMBER; DIRECTOR | — |
| VAN INGEN ANNE HUNTINGTON | DIRECTOR; MANAGING MEMBER; DIRECTOR | — |
| HOLLERAN DEMING PRATT | DIRECTOR; MANAGING MEMBER; DIRECTOR | — |
| LAZARUS ELLEN MARIE | OFFICER - PRESIDENT & CEO; PRESIDENT & CEO | — |
| SUCHER FRANK G | SENIOR VICE-PRESIDENT/CLIENT RELATIONS | — |
| CAPASSO MARIE ANTONIA | VICE-PRESIDENT & SECRETARY | — |
| COSTER RICHARD JOSEPH | OFFICER - PRESIDENT AND CEO; OFFICER - VICE-PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER; VICE-PRESIDENT & TREASURER (+1 more) | — |
| PRATT MITCHELL CHARLES | DIRECTOR; MANAGING MEMBER; DIRECTOR | — |
| PRATT DAVID OFFUTT | DIRECTOR; MANAGING MEMBER; DIRECTOR; MEMBER (+1 more) | — |
| WILMERDING ALEXANDER | DIRECTOR; MANAGING MEMBER; DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-09-08 | regulatory | FIRM FAILED TO OBTAIN AN INDEPENDENT VERIFICATION OF ASSETS OF A PRIVATE FUND CLIENT, OR, ALTERNATIVELY, DISTRIBUTE ANNUAL AUDITED FINANCIAL STATEMENTS PREPARED IN ACCORDANCE WITH GENERALLY ACCEPTED ACCOUNTING PRINCIPLES ("GAAP") TO THE INVESTORS IN ONE PRIVATE FUND THAT IT ADVISED FOR EACH FISCAL Y… | Final | $100K |