MILLER, FLEMING & ASSOCIATES

MILLER, FLEMING & ASSOCIATES of SONOMA, CA is an SEC-registered investment adviser (CRD 104923). Regulatory assets under management: $28.7M.

Registration

• CRD: 104923
• SEC file number: 801-2820
• Type: Registered investment adviser
• Location: 18119 VASSAR COURT, SONOMA, CA, 95476
• Phone: (415)392-8577
• Latest filing: 2026-03-23
• Regulatory AUM: $28.7M
• Discretionary AUM: $11.6M
• Non-discretionary AUM: $17.1M
• Clients: 1
• Accounts: 13

Business model

Compensation: % of AUM, Fixed.

Clients served: High net worth.

Officers, owners & control persons (3)

More on this firm

• Form ADV Part 2 brochure
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• This page as markdown (for LLM agents)
• CRD 104923 on SEC IAPD (source of record)
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