MODERN PORTFOLIO MANAGEMENT INC of HOLLAND, OH is an SEC-registered investment adviser (CRD 104926). Regulatory assets under management: $1.0B.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Corporations, Other.
| Name | Role | Location |
|---|---|---|
| George Thomas Damasco | FOUNDING PARTNER; FOUNDING PARTNER & CO-PRESIDENT; PARTNER, VICE PRESIDENT | Holland, OH |
| Sean Scott Shinaberry | PARTNER, CEO, CFO; PARTNER, CEO, CFO & TREASURER | Holland, OH |
| Christine Elevich Ohm | CHIEF COMPLIANCE OFFICER | — |
| Bryan Frederick Ohm | FOUNDING PARTNER & CO-PRESIDENT | — |
| Chelsea Ohm Heintschel | PARTNER, COO & SECRETARY; PARTNER, VICE PRESIDENT, CHIEF OPERATING OFFICER & SECRETARY | — |
| George T Damasco | PARTNER,TREASURER; PARTNER, VICE PRESIDENT | — |
| ZUCCARRO ROBERT STEVEN | DIRECTOR | — |
| FREED LORI MICHELLE | VICE PRESIDENT | — |
| LIESER LORI MICHELLE | VICE PRESIDENT | — |
| DAMASCO GEORGE THOMAS | CCO; CEO; CO-PRESIDENT (+6 more) | — |
| OHM BRYAN FREDERICK | CO-PRESIDENT; DIRECTOR, PRESIDENT, TREASURER, SECRETARY; FOUNDING PARTNER & CO-PRESIDENT (+1 more) | — |
| KATZ MIRIAM INDIG | ASSISTANT SECRETARY | — |
| NOACK RENEE R | ASSISTANT SECRETARY | — |
| ZUCCARO ROBERT STEVEN | DIRECTOR | — |
| SCHNEIDER BRETT RONALD | DIRECTOR | — |
| ROGERS JENNIFER L | CHIEF COMPLIANCE OFFICER | — |
| DAMASCO THOMAS GEORGE | CEO | — |
| CREIGHTON DANNY | SHAREHOLDER | — |
| OHM CHRISTINE ELEVICH | CCO; CCO/COO; CHIEF COMPLIANCE OFFICER | — |
| SHINABERRY SEAN SCOTT | CEO/CFO; CFO; CFO/CEO (+1 more) | — |
| HEINTSCHEL CHELSEA OHM | PARTNER, VICE PRESIDENT, CHIEF OPERATING OFFICER & SECRETARY | — |
| Robert Lewin Avery | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-06-12 | regulatory | MYLER PROVIDED INVESTMENT ADVICE TO PERSONS IN FLORIDA FROM NOVEMBER 26, 2013 THROUGH MARCH 26, 2015, BUT HE WAS NOT REGISTERED AS AN INVESTMENT ADVISER REPRESENTATIVE BECAUSE A FORM U4 HAD NOT BEEN FILED FOR HIM UNTIL MARCH 2015 DUE TO COMMUNICATION AND/OR CLERICAL ERRORS BETWEEN HIS EMPLOYING FIRM… | Final | $5K |
| 2013-10-23 | regulatory | ON OCTOBER 23, 2013 THE US SECURITIES AND EXCHANGE COMMISSION ("SEC") ENTERED ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS AGAINST MPM, G. THOMAS DAMASCO II, AND BRYAN F OHM. MPM, MR. DAMASCO AND MR. OHM AGREED TO SETTLE THE PROCEEDINGS WITHOUT ADMITTING OR DENYING THE SEC'S FINDINGS. THE SEC DET… | Final | $175K |