THE REGENT GROUP, INC.
THE REGENT GROUP, INC. of LOUISVILLE, KY is an SEC-registered investment adviser (CRD 104978). Regulatory assets under management: $170.3M.
Registration
- CRD: 104978
- SEC file number: 801-36062
- Type: Registered investment adviser
- Location: 101 SOUTH FIFTH STREET, SUITE 3830, LOUISVILLE, KY, 40202
- Phone: 502-587-9114
- Latest filing: 2006-03-14
- Regulatory AUM: $170.3M
- Discretionary AUM: $170.3M
- Clients: 1
- Accounts: 164
Officers, owners & control persons (3)
| Name | Role | Location |
|---|
| MCCLELLAND MARTIN NELSON | PRESIDENT | — |
| NAISER STEVEN TODD | VICE PRESIDENT; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| MCCLELLAND MARTIN | PRESIDENT | — |
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