HEROLD ADVISORS, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 105090). Regulatory assets under management: $540.2M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Other.
Clients served: High net worth, Pooled vehicles, Corporations.
| Name | Role | Location |
|---|---|---|
| Lawrence Stephen Herold | HEROLD ADVISORS - PRESIDENT, DIRECTOR, CEO, CHIEF LEGAL OFFICER, CCO; HEROLD ADVISORS - PRESIDENT, DIRECTOR, CEO, COO, CHIEF LEGAL OFFICER, CCO; PERCHERON CEO AND SECRETARY (+1 more) | — |
| Paula Margaret Herold | HEROLD ADVISORS - DIRECTOR, TREASURER; HEROLD ADVISORS, INC - SECRETARY; PERCHERON SHAREHOLDER (+1 more) | — |
| Keith Michael Lanton | HEROLD ADVISORS, INC. CHIEF OPERATING OFFICER; PERCHERON PRESIDENT AND TREASURER | — |
| Wendy Diane Sheftel | PERCHERON - SHAREHOLDER | — |
| HEROLD TRESSA | SEC/TREAS/DIRECTOR | — |
| HEROLD LAWRENCE STEPHEN | HEROLD ADVISORS - PRESIDENT, DIRECTOR, CEO, COO, CHIEF LEGAL OFFICER, CCO; PERCHERON CEO AND SECRETARY; PRESIDENT, DIRECTOR (+3 more) | — |
| HEROLD PAULA MARGARET | DIRECTOR, TREASURER; HEROLD ADVISORS - DIRECTOR, TREASURER; HEROLD ADVISORS, INC - SECRETARY (+4 more) | — |
| COLLETTI LAURA MARIE | CHIEF FINANCIAL OFFICER | — |
| PACHT HENRY STEVEN | VICE PRESIDENT | — |
| HEROLD BERNARD | CHB, DIRECTOR | — |
| ALCOSSER ALBERT | VICE PRESIDENT | — |
| LANTON KEITH MICHAEL | PERCHERON PRESIDENT AND TREASURER | — |
| SHEFTEL WENDY DIANE | PERCHERON - SHAREHOLDER | — |
| LANTON BARBARA PATRICIA | PERCHERON SHAREHOLDER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |
| City | State | Employees | Phone |
|---|---|---|---|
| MELVILLE | NY | 15 | 631-454-2000 |
| STATEN ISLAND | NY | 3 | 7187201600 |