LOWE, BROCKENBROUGH & COMPANY, INC. of RICHMOND, VA is an SEC-registered investment adviser (CRD 105142). Regulatory assets under management: $5.5B.
Compensation: % of AUM, Fixed, Performance.
Clients served: Individuals, High net worth, Pooled vehicles, Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Austin Brockenbrough Iii | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | — |
| Charles Martin Caravati | MANAGING DIRECTOR & SECRETARY; EXECUTIVE COMMITTEE | — |
| David Allen Lyons | CHIEF COMPLIANCE OFFICER (01/2021); MANAGING DIRECTOR; TREASURER (09/2000) ; EXECUTIVE COMMITTEE | — |
| Austin Brockenbrough Iv | MANAGING DIRECTOR; PRESIDENT; EXECUTIVE COMMITTEE; TRUSTEE | — |
| Walter Spencer Robertson | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | — |
| Christopher John Dion | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | — |
| Matthew Philip Shaia | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | — |
| BROCKENBROUGH AUSTIN III | MANAGING DIRECTOR | — |
| CARAVATI CHARLES MARTIN | MANAGING DIRECTOR; MANAGING DIRECTOR & SECRETARY; MANAGING DIRECTOR & SECRETARY; EXECUTIVE COMMITTEE | — |
| LYONS DAVID ALLEN | CHIEF COMPLIANCE OFFICER (01/2021), MANAGING DIRECTOR & TREASURER (09/2000); CHIEF COMPLIANCE OFFICER (01/2021); MANAGING DIRECTOR; TREASURER (09/2000) ; EXECUTIVE COMMITTEE; MANAGING DIRECTOR (+1 more) | — |
| WHITLOCK LAWRENCE BROADDUS | MANAGING DIRECTOR | — |
| CLAIBORNE WILLIAM ROBERTSON | MANAGING DIRECTOR | — |
| REECE PAGE TAYLOR | CHIEF COMPLIANCE OFFICER | — |
| BROCKENBROUGH AUSTIN | MANAGING DIRECTOR; MANAGING DIRECTOR & CHAIRMAN OF THE BOARD; MANAGING DIRECTOR & CHAIRMAN OF THE BOARD; EXECUTIVE COMMITTEE (+3 more) | — |
| BURKE ROBERT RENNOLDS | MANAGING DIRECTOR | — |
| DION CHRISTOPHER JOHN | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | — |
| SHUMADINE WILLIAM FRANCIS | MANAGING DIRECTOR | — |
| SPALDING HENRY CANNON | MANAGING DIRECTOR | — |
| ROBERTSON III WALTER SPENCER | MANAGING DIRECTOR; MANAGING DIRECTOR; EXECUTIVE COMMITTEE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-04-24 | regulatory | THE SECURITIES AND EXCHANGE COMMISSION FOUND THAT MR. BURKE, WHILE SERVING ON THE BOARD OF TRUSTEES OF A REGISTERED INVESTMENT COMPANY, DID NOT HAVE, AND CONSEQUENTLY DID NOT EVALUATE, ALL OF THE INFORMATION REQUESTED AS REASONABLY NECESSARY BEFORE APPROVING CERTAIN INVESTMENT ADVISORY CONTRACTS AT… | Final | $3K |
Private Equity Fund: 46 · Hedge Fund: 7 · Real Estate Fund: 3 · Other Private Fund: 2
Showing 15 of 58 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| BESPOKE CAPITAL STRATEGIES LP - SERIES TAXABLE GLOBAL EQUITY | Hedge Fund | Delaware | 47 | $224.1M | $47K |
| BESPOKE CAPITAL STRATEGIES LP - SERIES TAX-EXEMPT GLOBAL EQUITY | Hedge Fund | Delaware | 26 | $186.6M | $110K |
| BESPOKE CAPITAL STRATEGIES LP - SERIES TAXABLE HEDGED EQUITY | Hedge Fund | Delaware | 57 | $141.9M | $45K |
| BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2021 | Private Equity Fund | Delaware | 96 | $123.5M | $50K |
| BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2022 | Private Equity Fund | Delaware | 106 | $115.1M | $50K |
| BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2020 | Private Equity Fund | Delaware | 92 | $112.9M | $40K |
| BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2018 | Private Equity Fund | Delaware | 73 | $100.1M | $30K |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2020 | Private Equity Fund | Delaware | 37 | $92.9M | $50K |
| BESPOKE CAPITAL STRATEGIES LP - SERIES TAX-EXEMPT HEDGED EQUITY | Hedge Fund | Delaware | 32 | $91.5M | $110K |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2021 | Private Equity Fund | Delaware | 35 | $85.2M | $100K |
| BESPOKE CAPITAL STRATEGIES LP - SERIES TAXABLE ABSOLUTE STRATEGIES | Hedge Fund | Delaware | 54 | $82.7M | $44K |
| BESPOKE PRIVATE STRATEGIES LP - SERIES MASTER 2019 | Private Equity Fund | Delaware | 74 | $82.2M | $30K |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2022 | Private Equity Fund | Delaware | 37 | $82.0M | $100K |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2018 | Private Equity Fund | Delaware | 32 | $81.7M | $100K |
| BESPOKE PRIVATE STRATEGIES LP - SERIES TAX-EXEMPT 2019 | Private Equity Fund | Delaware | 31 | $76.0M | $50K |