PACIFIC LIFE FUND ADVISORS LLC of NEWPORT BEACH, CA is an SEC-registered investment adviser (CRD 105169). Regulatory assets under management: $42.8B.
Compensation: % of AUM.
Clients served: Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Laurene Erin Macelwee | CHIEF COMPLIANCE OFFICER | — |
| Howard Tomio Hirakawa | SENIOR VICE PRESIDENT | — |
| Audrey Lee Cheng | FUND ADVISOR GENERAL COUNSEL | — |
| MILFS AUDREY LEE | DIRECTOR, VICE PRESIDENT, SECRETARY | — |
| SCHAFER GLENN STANLEY | PRESIDENT AND DIRECTOR | — |
| SUTTON THOMAS COLE | CHAIRMAN AND DIRECTOR; CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | — |
| CARMICHAEL DAVID RICHARD | DIRECTOR, SENIOR VICE PRESIDENT AND GENERAL COUNSEL; DIRECTOR, SENIR VICE PRESIDENT AND GENERAL COUNSEL; SENIOR VICE PRESIDENT AND GENERAL COUNSEL | — |
| HOLMLUND MARK WILLIAM | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT & CHIEF INVESTMENT OFFICER; EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER (+2 more) | — |
| ROBB MICHAEL STEPHEN | EXECUTIVE VICE PRESIDENT, REAL ESTATE INVESTMENTS | — |
| ROBINSON GERALD WILLIAM | EXECUTIVE VICE PRESIDENT | — |
| TRAN KHANH THIEN | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER; DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER; EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER (+1 more) | — |
| MORRIS JAMES THOMAS | CHIEF EXECUTIVE OFFICER; CHIEF OPERATING OFFICER; EXECUTIVE VICE PRESIDENT (+2 more) | — |
| PACHECO SHARON EMI | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER AND ETHICS OFFICER; VICE PRESIDENT & CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| HARR LAWRENCE FRANCIS | DIRECTOR | — |
| CARD LARRY JOSEPH | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT, CHIEF CREDIT OFFICER | — |
| MILLER LYNN CLYDE | EXECUTIVE VICE PRESIDENT | — |
| CHEEVER SHARON A | SENIOR VICE PRESIDENT AND GENERAL COUNSEL; SENIOR VICE PRESIDENT & GENERAL COUNSEL | — |
| CHEEVER SHARON ANN | SENIOR VICE PRESIDENT & GENERAL COUNSEL | — |
| GRIGGS ADRIAN SCOTT | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER; EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER | — |
| BROWN MARYANN | EXECUTIVE VICE PRESIDENT | — |
| MACELWEE LAURENE ERIN | CHIEF COMPLIANCE OFFICER | — |
| HIRAKAWA HOWARD TOMIO | SENIOR VICE PRESIDENT | — |
| YONIS ROBIN SUE | FUND ADVISOR GENERAL COUNSEL | — |
| Cheng Audrey Lee | FUND ADVISOR GENERAL COUNSEL | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-04-09 | regulatory | PACIFIC LIFE & ANNUITY COMPANY WAS NOT IN COMPLIANCE WITH CERTAIN SECTIONS OF THE NEW YORK REGULATIONS ON DISCLOSURE AND SUITABILITY REQUIREMENTS REGARDING THE REPLACEMENT OF DEFERRED ANNUITY CONTRACTS WITH IMMEDIATE ANNUITY CONTRACTS. | Final | $172K |
| 2019-11-06 | regulatory | PACIFIC LIFE INSURANCE COMPANY ("PLIC") WAS CITED BY THE ILLINOIS DEPARTMENT OF INSURANCE FOR ALLEGEDLY NOT BEING IN COMPLIANCE WITH CERTAIN SECTIONS OF THE ILLINOIS INSURANCE CODE AND DEPARTMENT REGULATIONS ON DISCLOSURE, WHICH RESULTED IN THE NEED TO UPDATE POLICIES AND PROCEDURES ASSOCIATED WITH… | Final | $37K |
| 2019-09-19 | regulatory | ON NOVEMBER 13, 2023, PACIFIC LIFE INSURANCE COMPANY ("PLIC") RECEIVED AN ORDER OF CIVIL PENALTY AND THE ADOPTION OF A CORRECTIVE ACTION PLAN RELATED TO ITS BUSINESS OF INSURANCE FROM THE MINNESOTA DEPARTMENT OF COMMERCE ("MDC") FOR ALLEGED VIOLATIONS OF MINNESOTA INSURANCE STATUTES. THE ORDER ALLEG… | Final | $250K |
| 2019-07-30 | regulatory | PACIFIC LIFE INSURANCE COMPANY WAS CITED BY THE CALIFORNIA DEPARTMENT OF INSURANCE FOR ALLEGEDLY NOT BEING IN COMPLIANCE WITH CERTAIN SECTIONS OF THE CALIFORNIA INSURANCE CODE AND CODE OF REGULATIONS | Final | $10K |
| 2019-05-13 | regulatory | STARTING IN 2019, PACIFIC LIFE INSURANCE COMPANY (PLIC) HAS BEEN THE SUBJECT OF AN INVESTIGATION BY THE NEW YORK DEPARTMENT OF FINANCIAL SERVICES (NYDFS) RELATED TO CONDUCTING PENSION RISK-TRANSFER (PRT) BUSINESS WITHIN THE STATE. THE NYDFS CONSIDERS IN-PERSON MEETINGS IN NEW YORK AND ANY COMMUNICAT… | Final | $3.0M |
| 2017-12-04 | regulatory | PACIFIC LIFE INSURANCE COMPANY CITED BY MARYLAND INSURANCE ADMINISTRATION FOR ALLEGEDLY NOT BEING IN COMPLIANCE WITH CERTAIN SECTIONS OF THE MARYLAND INSURANCE STATUTES AND ADMINISTRATIVE CODE | Final | $9K |