PROFFITT & GOODSON INC.

PROFFITT & GOODSON INC. of KNOXVILLE, TN is an SEC-registered investment adviser (CRD 105278). Regulatory assets under management: $797.7M.

Registration

Business model

Compensation: % of AUM, Hourly, Other.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions.

Officers, owners & control persons (8)

NameRoleLocation
Howard MichaelMANAGER OF OPERATIONS AND INFORMATION TECHNOLOGY AND CHIEF COMPLIANCE OFFICER; MANAGER OF OPERATIONS, CCO; MANAGER OF OPERATIONS,CHIEF COMPLIANCE OFFICERVancouver, A1
Neil Walker GoodsonPRINCIPAL, ADVISOR & CHIEF COMPLIANCE OFFICER
David Norton GoodsonPRINCIPAL & ADVISOR
GOODSON DAVID NORTONDIRECTOR, PRESIDENT; MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER; PRESIDENT (+1 more)
PROFFITT JAMES NICHOLASCHAIRMAN, DIRECTOR, SECRETARY, TREASURER; CHAIRMAN, DIRECTOR, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER; SECRETARY, TREASURER
GOODSON BENJAMIN TATEMANAGING DIRECTOR
Goodson Neil WalkerMANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER; PRINCIPAL, ADVISOR & CHIEF COMPLIANCE OFFICER
Michael Stephen CermakPRINCIPAL & ADVISOR

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