Howard Michael of Vancouver, A1 appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Howard Michael appears on 15 filing roles across Form ADV (13), Form D (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | PRUCO SECURITIES, LLC | DIRECTOR & VICE PRESIDENT | NEWARK, NJ |
| — | Form ADV | CITIZENS SECURITIES, INC. | EXECUTIVE VICE PRESIDENT - DIRECTOR OF OPERATIONS | JOHNSTON, RI |
| — | Form ADV | HEADWAY CAPITAL PARTNERS LLP | EMPLOYEE, HCP SERVICE COMPANY LTD | LONDON |
| — | Form ADV | STERLING CAPITAL MANAGEMENT LLC | BOARD MEMBER | CHARLOTTE, NC |
| — | Form ADV | EQT SERVICES (UK) LIMITED | DIRECTOR | LONDON |
| — | Form ADV | PROFFITT & GOODSON INC. | MANAGER OF OPERATIONS,CHIEF COMPLIANCE OFFICER | KNOXVILLE, TN |
| — | Form ADV | PRECEPT ADVISORY GROUP LLC | MANAGER, CHAIRMAN | IRVINE, CA |
| — | Form ADV | KENWOOD CAPITAL MANAGEMENT LLC | PORTFOLIO MANAGER AND LLC MEMBER | MINNEAPOLIS, MN |
| — | Form ADV | COLUMBIA MANAGEMENT ADVISORS, INC. | TREASURER | BOSTON, MA |
| — | Form ADV | CONSECO SECURITIES, INC. | PRESIDENT/CHIEF OPERATIONS OFFICER | CARMEL, IN |
| — | Form ADV | EQT CREDIT II GP LP | DIRECTOR | LONDON |
| — | Form ADV | EQT INFRASTRUCTURE II GP B.V. | DIRECTOR (EQT INFRASTRUCTURE II (GP) LIMITED) | SCHIPHOL |
| — | Form ADV | EQT NETHERLANDS MANAGEMENT B.V. | DIRECTOR | AMSTERDAM |
| 2017-01-23 | Form D | Entree Resources Ltd. | Director | VANCOUVER, A1 |
| 2014-01-27 | Form D | TIDE POINT OFFSHORE FUND, LTD. | Director | GRAND CAYMAN, E9 |